Securities Regulation Selected Statutes Rules and Forms 2017

Securities Regulation  Selected Statutes  Rules and Forms 2017 Author Thomas Hazen
ISBN-10 1634607600
Year 2016-11-21
Pages 1939
Language en
Publisher West Academic Publishing
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Selections in the book include the text of basic federal securities laws, related Securities and Exchange Commission (SEC) rules and forms, and other selected related laws and regulations. It is designed as a supplement to securities regulation texts used in law school courses, but it can also serve as a reference for lawyers, securities professionals, and corporate officers. The booklet contains changes made through November 2016.

Securities Regulation

Securities Regulation Author James D. Cox
ISBN-10 9781454882459
Year 2017-07
Pages 1118
Language en
Publisher Wolters Kluwer Law & Business
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Securities Regulation: Selected Statutes Rules and Forms: 2017 Supplement

Securities Regulation

Securities Regulation Author James D. Cox
ISBN-10 0735578052
Year 2009
Pages 1177
Language en
Publisher Aspen Law & Business
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Intellectually satisfying and very teachable, Securities Regulation: Cases and Materials, Sixth Edition uses well-crafted and interesting problem exercises to engage students in the theory and applications of securities regulation. The strengths of this casebook continue to be: a balance of practice and doctrine from leading authorities a highly flexible organizational structure that adapts to a variety of teaching approaches a wealth of interesting problems that present opportunities for students to apply legal concepts and reinforce their understanding smart, straightforward writing style timely supplementation by the authors' own Annual Statutory Supplement and Case Supplement outstanding coverage of the 1933 and 1934 Acts Updated throughout, the revised Sixth Edition offers coverage of: recent cases on pleading securities fraud following the Supreme Court's decision in Tellabs the D.C. Circuit's rebuffs to the SEC in their regulation of broker-dealers, investment advisers, and mutual funds electronic voting and new forms of shareholder communication in proxy regulation full integration of the substantial SEC rule changes that affect resales of securities significant developments in SEC internal procedures related to enforcement actions expanding regulation of the municipal securities markets substantial compliance with Reg. D unincorporated associations as securities Authored by respected leaders who understand the importance of balancing practice and doctrine, this casebook's clear writing and modular chapters that make for an excellent classroom experience. *A Teacher's Manual may be available for this book. Teacher's Manuals are a professional courtesy offered to professors only. for more information or to request a copy, please contact Aspen Publishers at 800-950-5259 or [email protected]

Securities Regulation

Securities Regulation Author Alan R. Palmiter
ISBN-10 9780735565357
Year 2008
Pages 584
Language en
Publisher Aspen Publishers Online
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Bringing transparency to a sometimes opaque subject, Alan R. Palmiter uses straightforward introductions and the proven-effective Examples & Explanations pedagogy to provide a clear and complete overview of federal securities regulation topics. Now in its Fourth Edition, this trusted Examples & Explanations title supplies: coverage of the key concepts of securities regulation, including: public offerings exemptions from registration liability in securities offerings materiality securities fraud, insider trading, SEC enforcement, and cross-border regulation the proven-effective Examples & Explanations pedagogy that combines straightforward introductions with well-written examples and explanations that apply concepts, reinforce learning, and test understanding of material covered a building-block organization that explains basic concepts first (such as securities markets, federal/state regulation, disclosure philosophy), then explores these concepts in greater detail examples drawn from newsworthy events, such as: public offerings by Google and Microsoft the roles of lawyers and accountants in Enron insider trading by Martha Stewart fraud litigation involving Parmalat coverage that traces the topics in most of the leading casebooks Updated throughout and with many new examples, the Fourth Edition features: recent Supreme Court rulings: Tellabs v. Makor Issues & Rights Merrill Lynch v. Dabit Dura Pharm. v. Broudo updated new SEC rules, including the public offering rules additional charts and diagrams Edition after edition, Alan R. Palmiter is the authority your students can rely on to present a clear and current picture of the entire Securities Regulation landscape. An author website to support classroom instruction using this title is available at www.wfu.edu/~palmitar/Books/SRegE&E.

Introduction to Security

Introduction to Security Author Robert Fischer
ISBN-10 9780123850584
Year 2012-11-23
Pages 544
Language en
Publisher Butterworth-Heinemann
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Introduction to Security has been the leading text on private security for over thirty years. Celebrated for its balanced and professional approach, this new edition gives future security professionals a broad, solid base that prepares them to serve in a variety of positions. Security is a diverse and rapidly growing field that is immune to outsourcing. The author team as well as an outstanding group of subject-matter experts combine their knowledge and experience with a full package of materials geared to experiential learning. As a recommended title for security certifications, and an information source for the military, this is an essential reference for all security professionals. This timely revision expands on key topics and adds new material on important issues in the 21st century environment such as the importance of communication skills; the value of education; internet-related security risks; changing business paradigms; and brand protection. New sections on terrorism and emerging security threats like cybercrime and piracy Top industry professionals from aerospace and computer firms join instructors from large academic programs as co-authors and contributors

Securities Regulation

Securities Regulation Author James D. Cox
ISBN-10 0735557705
Year 2007-05-23
Pages 127
Language en
Publisher Aspen Publishers
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Securities Regulation, 2007 Case Supplement covers: The Ninth Circuit's embrace of scheme liability in Simpson v. AOL Time Warner, Inc. Supreme Court's expansive reading of SLUSA in Dabit The SEC's guidelines for entity fines tested against an interesting new problem to illustrate its application The SEC's new disclosures for executive compensation Judicial developments respecting the scope of private relief for rescission under Exchange Act section 29(b) Brown decision limiting the scope of the mail and wire fraud statutes AFSCME v. AIG

Federal Securities Laws

Federal Securities Laws Author John C. Coffee, Jr.
ISBN-10 1599416840
Year 2009
Pages 2267
Language en
Publisher
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This volume serves as a federal securities laws supplement, providing selected statutes, rules, and forms. It is the most complete supplement available and is regularly updated and revised. Contents include the Securities Act of 1933, Security Exchange Act of 1934, Investment Company Act of 1940, Investment Advisers Act of 1940, SEC Rules of Practice, and related federal laws. The 2008 Edition follows the format of earlier years and contains updates through March 1, 2009.

Corporations and Other Business Organizations

Corporations and Other Business Organizations Author Melvin Aron Eisenberg
ISBN-10 1599412810
Year 2007
Pages 2224
Language en
Publisher
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This compilation contains the statutes, rules, materials and forms affecting corporations and other business organizations. The materials are expertly arranged by one of the leading scholars in the field, and intended for law school study. Among the many new features of the 2007 Edition are the following: The recently adopted Revised Uniform Limited Liability Company Act. The path-breaking new North Dakota Publicly Traded Corporations Act. Very extensive revisions of the Model Act. The sweeping revisions of the SEC's rules governing compensation and corporate governance, as well as other important rule changes. The final version of the Restatement Third of Agency. Numerous revisions of the Delaware General Corporation Law. Numerous revisions of the Delaware Limited Liability Company Law.

The Anatomy of Corporate Law

The Anatomy of Corporate Law Author Reinier Kraakman
ISBN-10 9780191059544
Year 2017-01-19
Pages 352
Language en
Publisher Oxford University Press
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This is the long-awaited third edition of this highly regarded comparative overview of corporate law. This edition has been comprehensively revised and updated to reflect the profound changes in corporate law and governance practices that have taken place since the previous edition. These include numerous regulatory changes following the financial crisis of 2007-09 and the changing landscape of governance, especially in the US, with the ever more central role of institutional investors as (active) owners of corporations. The geographic scope of the coverage has been broadened to include an important emerging economy, Brazil. In addition, the book now incorporates analysis of the burgeoning use of corporate law to protect the interests of "external constituencies" without any contractual relationship to a company, in an attempt to tackle broader social and economic problems. The authors start from the premise that corporations (or companies) in all jurisdictions share the same key legal attributes: legal personality, limited liability, delegated management, transferable shares, and investor ownership. Businesses using the corporate form give rise to three basic types of agency problems: those between managers and shareholders as a class; controlling shareholders and minority shareholders; and shareholders as a class and other corporate constituencies, such as corporate creditors and employees. After identifying the common set of legal strategies used to address these agency problems and discussing their interaction with enforcement institutions, The Anatomy of Corporate Law illustrates how a number of core jurisdictions around the world deploy such strategies. In so doing, the book highlights the many commonalities across jurisdictions and reflects on the reasons why they may differ on specific issues. The analysis covers the basic governance structure of the corporation, including the powers of the board of directors and the shareholder meeting, both when management and when a dominant shareholder is in control. It then analyses the role of corporate law in shaping labor relationships, protection of external stakeholders, relationships with creditors, related-party transactions, fundamental corporate actions such as mergers and charter amendments, takeovers, and the regulation of capital markets. The Anatomy of Corporate Law has established itself as the leading book in the field of comparative corporate law. Across the world, students and scholars at various stages in their careers, from undergraduate law students to well-established authorities in the field, routinely consult this book as a starting point for their inquiries.

Private Law in the 21st Century

Private Law in the 21st Century Author Kit Barker
ISBN-10 9781509908608
Year 2017-01-26
Pages 624
Language en
Publisher Bloomsbury Publishing
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This book brings together a wide range of contributors from across the common law world to identify and debate the principal moral and systemic challenges facing private law in the remaining part of the twenty-first century. The various contributions identify serious problems relating to complexity and overload, threats to research and education, the law's unintelligibility, the unsatisfactory nature of the law reform process and a general lack of public engagement. They consider the respective future roles of statutes, codes, and judge-made law (in the form of both common law and equitable rules). They consider how best to organise the private law system internally, and how to co-ordinate it externally with other public and economic systems (human rights, regulation, insurance markets and social security frameworks). They address the challenges for private law presented by new forms of technology, and by modern demands for the protection of new and intangible forms of moral interest, such as interests in privacy, 'vindication' and 'personal choice'. They also engage with the critical contemporary debates about access to, and the privatisation of, civil justice. The work is designed as a source of inspiration and reference for private lawyers, as well as legislators, policy-makers and students.